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Arcadia is the Chief Compliance Officer for Participant Capital. She is a banking and investment veteran with over 35 years of experience in international and domestic private banking and brokerage.
Prior to joining Participant, Arcadia was a senior BSA officer in the BSA/AML/OFAC departments of City National Bank, Wells Fargo, and Goldman Sachs.
Arcadia holds a Bachelor’s degree from Florida International University in International Relations. She is FIBA AML/CA certified and currently a member of the National Society of Compliance Professionals (NSCP). Arcadia was previously registered with FINRA and held Series 7, 63, Life, Health and Variable Annuity Licenses.
Arcadia Alvarez
Chief Compliance Officer
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